Andrew John Flowers

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vizion Wealth LLP

    FRN 565523

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • 14. Managing investments
    • [FCA CF] Client dealing (since 24 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 24 Nov 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (17 Jan 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Jan 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 Jan 2012 to 8 Dec 2019)
    • CF4 Partner (17 Jan 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (17 Jan 2012 to 30 Sep 2018)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (22 Nov 2011 to 8 Feb 2012)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF22 Investment Adviser (Trainee) (30 Apr 2003 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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