Vizion Wealth LLP

• Principal Place of Business

  16 London House

  Swinfens Yard

  High Street

  Stony Stratford

  Milton Keynes

  Buckinghamshire

  MK11 1SY

  UNITED KINGDOM

  Phone

  +4401908920043

  Web

  https://www.vizionwealth.co.uk

• Complaints Contact

  16 London House

  Swinfens Yard

  High Street

  Stony Stratford

  Milton Keynes

  Buckinghamshire

  MK11 1SY

  UNITED KINGDOM

  Phone

  +4401908920043

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Endorphin Holdings Limited

  IRN XXE01075

  • CF4 Partner (17 Jan 2012 to 29 Mar 2016)
• Andrew John Flowers

  IRN AJF01141

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 24 Nov 2020)
  • [FCA CF] Client dealing (since 24 Nov 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF10 Compliance Oversight (17 Jan 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (17 Jan 2012 to 8 Dec 2019)
  • CF30 Customer (17 Jan 2012 to 8 Dec 2019)
  • CF4 Partner (17 Jan 2012 to 8 Dec 2019)
  • Responsible for Insurance Mediation (17 Jan 2012 to 30 Sep 2018)
• Christopher Layton Blackham

  IRN CLB00014

  • CF4 Partner (17 Jan 2012 to 31 May 2019)
• Geoffrey Charles Bradford

  IRN GXB00063

  • CF4 Partner (17 Jan 2012 to 31 May 2019)
• James Steven Blackham

  IRN JSB01251

  • [FCA CF] Client dealing (24 Nov 2020 to 31 Mar 2024)
  • [FCA CF] Functions requiring qualifications (24 Nov 2020 to 31 Mar 2024)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2024)
  • CF4 Partner (30 Jul 2019 to 8 Dec 2019)
  • CF30 Customer (30 Jan 2017 to 8 Dec 2019)
• Jonathan Mathew Hill

  IRN JMH01405

  • CF30 Customer (19 Feb 2019 to 8 Dec 2019)
• Robert Siddall

  IRN RXS79308

  • [FCA CF] Client dealing (24 Nov 2020 to 28 Mar 2023)
  • [FCA CF] Functions requiring qualifications (24 Nov 2020 to 28 Mar 2023)
• Sam Fraser Williams

  IRN SXW00875

  • SMF27 Partner (since 1 May 2024)
• Tara Wright

  IRN TXW00388

  • SMF27 Partner (since 1 Apr 2025)
• Tean Hatt

  IRN TXH01172

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF27 Partner (since 21 May 2025)
  • [FCA CF] Client dealing (since 1 Nov 2023)
  • [FCA CF] Functions requiring qualifications (since 1 Nov 2023)

No changes recorded yet.