Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bloom Financial Consulting Limited
FRN 988707
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 28 Mar 2024)
- [FCA CF] Client dealing (since 28 Mar 2024)
- SMF16 Compliance Oversight (since 25 Mar 2024)
- SMF3 Executive Director (since 25 Mar 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Mar 2024)
- Responsible for Insurance Distribution (since 25 Mar 2024)
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- [FCA CF] Client dealing (24 Nov 2020 to 31 Mar 2024)
- [FCA CF] Functions requiring qualifications (24 Nov 2020 to 31 Mar 2024)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2024)
- CF4 Partner (30 Jul 2019 to 8 Dec 2019)
- CF30 Customer (30 Jan 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.