Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MMG Financial Management Limited
FRN 541312
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 30 Nov 2021)
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- CF30 Customer (19 Feb 2019 to 8 Dec 2019)
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- CF30 Customer (4 Oct 2016 to 22 Feb 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.