OCM WEALTH MANAGEMENT LIMITED

Date authorised
1 April 2013
Companies House
05039809
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 Old Bedford Road
    Northampton
    NN4 7AA
    UNITED KINGDOM
    Phone
    +441604621467
    Web
    https://www.ocmwealthmanagement.co.uk

  • Complaints Contact

    5 Old Bedford Road
    Northampton
    NN4 7AA
    UNITED KINGDOM
    Phone
    +441604621467

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Michael Billingham

    IRN AMB01438

    • CF1 Director (AR) (8 Jul 2017 to 10 Sep 2019)
  • Alexander Grayson Newton

    IRN AGN00009

    • CF30 Customer (5 Aug 2013 to 16 Dec 2016)
  • Anil Singh Choudhry

    IRN ASC01140

    • [FCA CF] Client dealing (9 Dec 2020 to 16 Apr 2024)
  • Benjamin James Klein

    IRN BJK01031

    • CF30 Customer (18 Jun 2015 to 11 Dec 2015)
  • Brigitta Elizabeth Case

    IRN BEC01033

    • CF2 Non Executive Director (13 May 2019 to 8 Dec 2019)
    • CF1 Director (26 Sep 2013 to 13 May 2019)
  • Callum Jacca Wallace

    IRN CXW00318

    • [FCA CF] Client dealing (9 Dec 2020 to 27 Aug 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 27 Aug 2021)
  • Callum Ogden

    IRN CXO07908

    • CF30 Customer (2 Nov 2018 to 18 Mar 2019)
  • Charles Oliver Dowden

    IRN CXD00538

    • [FCA CF] Client dealing (1 Mar 2024 to 12 Jun 2024)
    • [FCA CF] Functions requiring qualifications (1 Mar 2024 to 12 Jun 2024)
  • Charlotte Louise Lodge

    IRN CXS00629

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Significant management (since 10 Jun 2025)
    • [FCA CF] Manager of certification employee (since 10 Jun 2025)
    • Responsibility for MCD Intermediation (since 3 Apr 2025)
    • SMF3 Executive Director (since 3 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 30 Sep 2022)
    • [FCA CF] Client dealing (since 30 Sep 2022)
  • Christopher Peter Wallace

    IRN CXW00434

    • [FCA CF] Functions requiring qualifications (1 Apr 2022 to 22 Jun 2022)
    • [FCA CF] Client dealing (1 Apr 2022 to 22 Jun 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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