Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cambria Wealth Management Ltd
FRN 827732
- Employed By (since 5 Jul 2021)
- Employed By (7 Jan 2019 to 6 Nov 2019)
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St. James's Place Wealth Management Plc
FRN 195351
- 11. Pension transfer specialist
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 21 Nov 2016)
- CF30 Customer (since 21 Nov 2016)
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- CF30 Customer (5 Aug 2013 to 16 Dec 2016)
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- CF30 Customer (1 Nov 2007 to 2 Aug 2013)
- CF22 Investment Adviser (Trainee) (20 Apr 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (21 Jun 2002 to 31 Mar 2006)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.