Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 5 Jul 2021)
    • Employed By (7 Jan 2019 to 6 Nov 2019)
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 21 Nov 2016)
    • CF30 Customer (since 21 Nov 2016)
  • OCM WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 418826

    • CF30 Customer (5 Aug 2013 to 16 Dec 2016)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (1 Nov 2007 to 2 Aug 2013)
    • CF22 Investment Adviser (Trainee) (20 Apr 2006 to 31 Oct 2007)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF21 Investment Adviser (21 Jun 2002 to 31 Mar 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.