Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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OCM WEALTH MANAGEMENT LIMITED
FRN 418826
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 10 Jun 2025)
- [FCA CF] Significant management (since 10 Jun 2025)
- SMF3 Executive Director (since 3 Apr 2025)
- Responsibility for MCD Intermediation (since 3 Apr 2025)
- [FCA CF] Client dealing (since 30 Sep 2022)
- [FCA CF] Functions requiring qualifications (since 30 Sep 2022)
Recent activity
Updates to this individual's record on the FCA register.
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