Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF27 Partner (since 21 May 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2023)
    • [FCA CF] Client dealing (since 1 Nov 2023)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (23 Dec 2003 to 27 Mar 2006)
    • CF22 Investment Adviser (Trainee) (2 Jun 2003 to 23 Dec 2003)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (1 Jul 2002 to 2 Jun 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Jul 2002)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (1 Jul 2002 to 2 Jun 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.