Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 14 Jun 2025)
    • CF30 Customer (1 Nov 2007 to 29 Nov 2013)
    • CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.