HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Andrew Murray
IRN ASM00032
- CF21 Investment Adviser (1 Dec 2001 to 28 Nov 2002)
Andrew Neil Grey
IRN ANG00001
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Jun 2003)
Andrew Newton
IRN AXN00057
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 5 Jun 2003)
Andrew Nicholas Davis
IRN AND01027
- CF1 Director (30 Dec 2012 to 11 Oct 2013)
Andrew November
IRN AJN01038
- [FCA CF] Material risk taker (13 Oct 2020 to 31 Dec 2024)
- [PRA CF] Significant risk taker or Material risk taker (13 Oct 2020 to 31 Dec 2024)
- [FCA CF] Client dealing (13 Oct 2020 to 30 Apr 2025)
Andrew Philip Clay
IRN APC00030
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Andrew Reel
IRN AXR01398
- CF21 Investment Adviser (22 Jan 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 22 Jan 2003)
Andrew Richard Walters
IRN ARW00044
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Andrew Roan Inglis
IRN ARI00003
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Andrew Stevenson
IRN AXS00205
- CF21 Investment Adviser (17 Feb 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (18 Oct 2002 to 17 Feb 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.