Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Dec 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 18 Dec 2020)
    • (11)[FCA CF] Client dealing (since 21 Oct 2025)
    • (12)[FCA CF] Material risk taker (since 21 Oct 2025)
    • (13)[FCA CF] Manager of certification employee (since 21 Oct 2025)
    • (14)[FCA CF] Significant management (since 21 Oct 2025)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • [FCA CF] Client dealing (13 Oct 2020 to 30 Apr 2025)
    • [FCA CF] Material risk taker (13 Oct 2020 to 31 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (13 Oct 2020 to 31 Dec 2024)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • [FCA CF] Client dealing (13 Oct 2020 to 30 Apr 2025)
    • [FCA CF] Material risk taker (13 Oct 2020 to 31 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (13 Oct 2020 to 31 Dec 2024)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • [FCA CF] Client dealing (13 Oct 2020 to 30 Apr 2025)
    • [FCA CF] Material risk taker (13 Oct 2020 to 31 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (13 Oct 2020 to 31 Dec 2024)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • [FCA CF] Material risk taker (13 Oct 2020 to 31 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (13 Oct 2020 to 31 Dec 2024)
    • [FCA CF] Client dealing (13 Oct 2020 to 30 Apr 2025)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • [FCA CF] Client dealing (13 Oct 2020 to 30 Apr 2025)
    • [FCA CF] Material risk taker (13 Oct 2020 to 31 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (13 Oct 2020 to 31 Dec 2024)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • CF30 Customer (4 Apr 2018 to 8 Mar 2019)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF30 Customer (1 Apr 2014 to 8 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Manager of certification employee at Brunel Pension Partnership Limited

  2. controlled function removed: [FCA CF] Material risk taker at Brunel Pension Partnership Limited

  3. controlled function removed: [FCA CF] Significant management at Brunel Pension Partnership Limited

  4. controlled function removed: [FCA CF] Client dealing at Brunel Pension Partnership Limited

  5. controlled function added: (11)[FCA CF] Client dealing at Brunel Pension Partnership Limited

  6. controlled function added: (12)[FCA CF] Material risk taker at Brunel Pension Partnership Limited

  7. controlled function added: (13)[FCA CF] Manager of certification employee at Brunel Pension Partnership Limited

  8. controlled function added: (14)[FCA CF] Significant management at Brunel Pension Partnership Limited