Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (1)Employed By (since 22 Nov 2022)
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (26 Feb 2010 to 7 Dec 2018)
    • CF21 Investment Adviser (3 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Jun 2006 to 3 Nov 2006)
  • Hodgson Solutions Ltd (no longer approved here)

    FRN 453974

    • Employed By (19 Feb 2007 to 7 Dec 2018)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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