Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fifteen Financial Planning Ltd
FRN 987338
- (1)Employed By (since 22 Nov 2022)
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St. James's Place Wealth Management Plc
FRN 195351
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF1 Director (AR) (26 Feb 2010 to 7 Dec 2018)
- CF21 Investment Adviser (3 Nov 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (30 Jun 2006 to 3 Nov 2006)
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- Employed By (19 Feb 2007 to 7 Dec 2018)
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- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.