HBOS Investment Fund Managers Limited

Date authorised
1 April 2013
Companies House
00941082
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    New Uberior House
    11 Earl Grey Street
    Edinburgh
    Edinburgh, City Of
    EH3 9BN
    UNITED KINGDOM
    Phone
    +4403453661513
    Web
    https://www.halifax.co.uk

  • Complaints Contact

    PO Box 24165
    Edinburgh
    Edinburgh, City Of
    EH3 1HD
    UNITED KINGDOM
    Phone
    +4403453661513

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rosemary Harris

    IRN RXH00169

    • (1741)CF10 Compliance Oversight (15 Apr 2009 to 20 May 2011)
    • (1739)CF28 Systems and controls (15 Apr 2009 to 20 May 2011)
    • (1740)CF11 Money Laundering Reporting (15 Apr 2009 to 20 May 2011)
  • Ross Campbell McFarlane

    IRN RCM01075

    • (1478)[FCA CF] Material risk taker (21 Feb 2020 to 23 Sep 2020)
    • (1476)[PRA CF] Significant risk taker or Material risk taker (21 Feb 2020 to 23 Sep 2020)
    • (1477)[FCA CF] Client dealing (21 Feb 2020 to 23 Sep 2020)
  • Ross Gordon MacArthur

    IRN RXM00046

    • (1138)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2002)
  • Ross John Shepperson

    IRN RJS00040

    • (1066)CF22 Investment Adviser (Trainee) (20 Dec 2002 to 5 Jun 2003)
  • Roy Alexander Binnington

    IRN RAB00055

    • (1273)CF22 Investment Adviser (Trainee) (6 Dec 2002 to 5 Jun 2003)
  • Rupert John Michael Ling

    IRN RJL01131

    • (281)CF22 Investment Adviser (Trainee) (4 Feb 2003 to 5 Jun 2003)
  • Russell Charles Wood

    IRN RCW01062

    • (1130)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
  • Russell Ludwin

    IRN RXL00074

    • (1109)CF21 Investment Adviser (16 Jun 2003 to 16 Jun 2003)
    • (1108)CF22 Investment Adviser (Trainee) (17 Dec 2002 to 16 Jun 2003)
  • Ruth Patricia Krzak

    IRN RPK00015

    • (41)CF21 Investment Adviser (13 Nov 2002 to 5 Jun 2003)
    • (40)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 13 Nov 2002)
  • Sally Edmondson

    IRN SXE00058

    • (1743)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (14)[PRA CF] Managing a material risk taker

  2. controlled function added: (13)SMF1 Chief Executive

  3. controlled function added: (12)SMF3 Executive Director

  4. controlled function added: (11)Director of firm who is not a certification employee or a SMF manager

  5. controlled function added: (10)[FCA CF] Manager of certification employee

  6. controlled function added: (9)[PRA CF] Managing a material risk taker

  7. controlled function added: (8)[FCA CF] Significant management

  8. controlled function added: (7)[FCA CF] Material risk taker

  9. controlled function added: (6)[FCA CF] Client dealing

  10. controlled function added: (5)[PRA CF] Significant risk taker or Material risk taker

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