Ross John Shepperson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- CF1 Director (AR) (since 22 Aug 2012)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Jun 2024)
- CF4 Partner (AR) (2 Sep 2009 to 22 Aug 2012)
- CF30 Customer (19 Feb 2009 to 28 Jun 2024)
Sussex Wealth Management Ltd
FRN 485667
- (1)Employed By (since 19 Feb 2009)
HBOS Investment Fund Managers Limited (no longer approved here)
FRN 119223
- CF22 Investment Adviser (Trainee) (20 Dec 2002 to 5 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.