Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 May 2022)
    • CF4 Partner (AR) (6 Feb 2018 to 19 Dec 2020)
    • CF1 Director (AR) (28 Sep 2010 to 3 Apr 2012)
    • CF30 Customer (1 Nov 2007 to 11 May 2022)
    • CF22 Investment Adviser (Trainee) (22 Aug 2007 to 31 Oct 2007)
  • Sovereign Wealth Limited (no longer approved here)

    FRN 471459

    • (18)Employed By (5 Apr 2012 to 11 May 2022)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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