Roy Alexander Binnington

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pareto Financial Planning Limited

    FRN 618272

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (4 Aug 2015 to 8 Dec 2019)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (3 Jan 2012 to 1 May 2015)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 1 Jan 2012)
    • CF21 Investment Adviser (17 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Jul 2007 to 17 Oct 2007)
    • CF1 Director (AR) (18 Jul 2007 to 1 Jan 2012)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF22 Investment Adviser (Trainee) (6 Dec 2002 to 5 Jun 2003)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 12 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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