Russell Ludwin

• True Potential Wealth Management LLP

  FRN 529810

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (21 Sep 2018 to 8 Dec 2019)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (3 Nov 2010 to 31 Dec 2012)
• Rosemount Financial Solutions Ltd (no longer approved here)

  FRN 448935

  • (39)Employed By (3 Nov 2010 to 31 Dec 2012)
• Quilter Financial Planning Solutions Limited (no longer approved here)

  FRN 184591

  • CF30 Customer (12 May 2009 to 30 Dec 2010)
• HBOS Investment Fund Managers Limited (no longer approved here)

  FRN 119223

  • CF21 Investment Adviser (16 Jun 2003 to 16 Jun 2003)
  • CF22 Investment Adviser (Trainee) (17 Dec 2002 to 16 Jun 2003)
• Phoenix Life Limited (no longer approved here)

  FRN 110418

  • CF22 Investment Adviser (Trainee) (5 Apr 2002 to 11 Oct 2002)
• Columbia Threadneedle Fund Management Limited (no longer approved here)

  FRN 121940

  • CF22 Investment Adviser (Trainee) (26 Mar 2002 to 1 Jul 2002)
• ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

  FRN 122472

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Dec 2001)
• ST. JAMES'S PLACE UK PLC (no longer approved here)

  FRN 150026

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Dec 2001)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Dec 2001)

No changes recorded yet.