Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (21 Feb 2020 to 23 Sep 2020)
- [PRA CF] Significant risk taker or Material risk taker (21 Feb 2020 to 23 Sep 2020)
- [FCA CF] Client dealing (21 Feb 2020 to 23 Sep 2020)
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- [PRA CF] Significant risk taker or Material risk taker (21 Feb 2020 to 23 Sep 2020)
- [FCA CF] Client dealing (21 Feb 2020 to 23 Sep 2020)
- [FCA CF] Material risk taker (21 Feb 2020 to 23 Sep 2020)
- CF30 Customer (30 Oct 2015 to 8 Dec 2019)
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- [FCA CF] Material risk taker (26 Nov 2019 to 23 Sep 2020)
- [PRA CF] Significant risk taker or Material risk taker (26 Nov 2019 to 23 Sep 2020)
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- [FCA CF] Material risk taker (26 Nov 2019 to 23 Sep 2020)
- [PRA CF] Significant risk taker or Material risk taker (26 Nov 2019 to 23 Sep 2020)
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- [PRA CF] Significant risk taker or Material risk taker (26 Nov 2019 to 23 Sep 2020)
- [FCA CF] Material risk taker (26 Nov 2019 to 23 Sep 2020)
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- CF30 Customer (1 Nov 2007 to 29 Oct 2010)
- CF27 Investment Management (27 Mar 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.