Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • [FCA CF] Material risk taker (21 Feb 2020 to 23 Sep 2020)
    • [PRA CF] Significant risk taker or Material risk taker (21 Feb 2020 to 23 Sep 2020)
    • [FCA CF] Client dealing (21 Feb 2020 to 23 Sep 2020)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • [PRA CF] Significant risk taker or Material risk taker (21 Feb 2020 to 23 Sep 2020)
    • [FCA CF] Client dealing (21 Feb 2020 to 23 Sep 2020)
    • [FCA CF] Material risk taker (21 Feb 2020 to 23 Sep 2020)
    • CF30 Customer (30 Oct 2015 to 8 Dec 2019)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • [FCA CF] Material risk taker (26 Nov 2019 to 23 Sep 2020)
    • [PRA CF] Significant risk taker or Material risk taker (26 Nov 2019 to 23 Sep 2020)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • [FCA CF] Material risk taker (26 Nov 2019 to 23 Sep 2020)
    • [PRA CF] Significant risk taker or Material risk taker (26 Nov 2019 to 23 Sep 2020)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • [PRA CF] Significant risk taker or Material risk taker (26 Nov 2019 to 23 Sep 2020)
    • [FCA CF] Material risk taker (26 Nov 2019 to 23 Sep 2020)
  • Russell Investments Limited (no longer approved here)

    FRN 122282

    • CF30 Customer (1 Nov 2007 to 29 Oct 2010)
    • CF27 Investment Management (27 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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