Hartmann Capital Limited

• Principal Place of Business

  15-17 Eldon Street

  London

  EC2M 7LD

  UNITED KINGDOM

  Phone

  +4402074569100

  Web

  https://www.hartmanncapital.com

• Complaints Contact

  15 - 17 Eldon Street

  London

  EC2M 7LD

  UNITED KINGDOM

  Phone

  +442074569102

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Nicholas Atkinson

  IRN NCA01029

  • CF30 Customer (17 Jan 2012 to 6 Jan 2014)
• Nicholas Paul Josh

  IRN NPJ01009

  • CF21 Investment Adviser (7 Apr 2005 to 7 Apr 2006)
• Nicholas Simon Phillips

  IRN NSP01029

  • CF30 Customer (11 Dec 2009 to 6 Jan 2014)
• Panayiotis Nicolas Stylianou

  IRN PNS01041

  • CF30 Customer (29 Feb 2008 to 7 Jul 2011)
• Pantelis Petros Michaelas

  IRN PPM01014

  • CF21 Investment Adviser (23 Jan 2004 to 25 Jun 2004)
  • CF22 Investment Adviser (Trainee) (22 Aug 2002 to 23 Jan 2004)
• Paul Andrew Dalton

  IRN PAD01105

  • CF20 Significant Mgt (Settlements) (18 Nov 2004 to 13 Dec 2004)
  • CF27 Investment Management (21 Sep 2004 to 13 Dec 2004)
  • CF21 Investment Adviser (21 Sep 2004 to 13 Dec 2004)
• Paul Marcus Bernardini

  IRN PMB01096

  • CF30 Customer (1 Nov 2007 to 4 Jul 2008)
  • CF27 Investment Management (22 Mar 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (7 Apr 2005 to 31 Oct 2007)
• Paul Nigel Lowry

  IRN NPL01017

  • CF10a CASS Oversight function (1 Oct 2011 to 31 Oct 2012)
  • CF28 Systems and controls (30 Dec 2009 to 15 Aug 2011)
• Peter Joseph Yallup

  IRN PJY01016

  • CF30 Customer (1 Nov 2007 to 31 Jan 2010)
  • CF27 Investment Management (8 Aug 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (7 Jun 2005 to 17 May 2006)
  • CF26 Customer Trading (7 Jun 2005 to 3 Dec 2005)
• Peter McNally

  IRN PXM01455

  • CF30 Customer (17 Oct 2008 to 25 Mar 2011)

• Netrent Ltd (no longer appointed)

  FRN 472341 · Appointed 30 Nov 2009 · Until 8 Feb 2010

• AU Capital LLP (no longer appointed)

  FRN 505260 · Appointed 18 Aug 2009 · Until 31 Jan 2010

• OPM Securities Ltd (no longer appointed)

  FRN 490982 · Appointed 3 Nov 2008 · Until 21 Nov 2008

• Ascent Finance Ltd (no longer appointed)

  FRN 429365 · Appointed 10 Mar 2005 · Until 13 Apr 2007

No changes recorded yet.