Nicholas Simon Phillips

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GATE CAPITAL GROUP LTD. (no longer approved here)

    FRN 189170

    • CF30 Customer (10 Apr 2017 to 8 Dec 2019)
  • MET Facilities LLP (no longer approved here)

    FRN 587084

    • CF30 Customer (29 May 2015 to 12 Jan 2016)
    • CF1 Director (AR) (29 May 2015 to 12 Jan 2016)
  • Stratos Markets Limited (no longer approved here)

    FRN 217689

    • CF30 Customer (7 Jul 2014 to 25 Jan 2016)
  • Hume Capital Securities plc (no longer approved here)

    FRN 504211

    • CF30 Customer (24 Feb 2014 to 10 Jul 2014)
  • Hartmann Capital Limited (no longer approved here)

    FRN 192815

    • CF30 Customer (11 Dec 2009 to 6 Jan 2014)
  • ITI Capital Limited (no longer approved here)

    FRN 171487

    • CF30 Customer (1 Nov 2007 to 3 Jun 2009)
    • CF21 Investment Adviser (7 Jan 2005 to 31 Oct 2007)
  • Sucden Financial Limited (no longer approved here)

    FRN 114239

    • CF21 Investment Adviser (1 Dec 2003 to 6 Dec 2004)
    • CF22 Investment Adviser (Trainee) (1 Sep 2003 to 1 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.