Nicholas Paul Josh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pello Capital Limited (no longer approved here)

    FRN 449720

    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 13 Dec 2022)
    • [FCA CF] Client dealing (1 Jan 2021 to 13 Dec 2022)
    • SMF3 Executive Director (9 Dec 2019 to 20 Jan 2023)
    • CF1 Director (7 Aug 2017 to 8 Dec 2019)
    • CF30 Customer (7 Feb 2013 to 8 Dec 2019)
  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • CF30 Customer (1 Nov 2007 to 22 Feb 2008)
    • CF21 Investment Adviser (16 Aug 2006 to 31 Oct 2007)
  • Hartmann Capital Limited (no longer approved here)

    FRN 192815

    • CF21 Investment Adviser (7 Apr 2005 to 7 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.