Nicholas Atkinson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EFG Private Bank Limited

    FRN 144036

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • CF30 Customer (25 Jun 2015 to 6 Mar 2016)
  • Equities First (London) Limited (no longer approved here)

    FRN 605564

    • CF30 Customer (27 Mar 2014 to 11 May 2015)
  • Hartmann Capital Limited (no longer approved here)

    FRN 192815

    • CF30 Customer (17 Jan 2012 to 6 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.