Equities First (London) Limited

• Principal Place of Business

  Equities First London Ltd

  1 Wilder Walk

  London

  Westminster

  W1B 5AP

  UNITED KINGDOM

  Phone

  +4402037473260

  Web

  https://www.equitiesfirst.co.uk

• Complaints Contact

  Equities First London Ltd

  1 Wilder Walk

  London

  Westminster

  W1B 5AP

  UNITED KINGDOM

  Phone

  +4407500773677

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Pereira

  IRN AXP02252

  • [FCA CF] Significant management (9 Dec 2019 to 4 Dec 2024)
  • SMF3 Executive Director (9 Dec 2019 to 27 Nov 2024)
  • CF1 Director (1 Jul 2015 to 8 Dec 2019)
  • CF30 Customer (27 Mar 2014 to 8 Dec 2019)
  • CF29 Significant management (27 Mar 2014 to 8 Dec 2019)
  • CF28 Systems and controls (27 Mar 2014 to 8 Dec 2019)
• Alexander Charles Christy

  IRN ACC01169

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (20 Oct 2014 to 8 Dec 2019)
• Alexander James Baboolal

  IRN AJB01824

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (9 May 2016 to 8 Dec 2019)
• Anastasios Astyfidis

  IRN AXA01508

  • CF30 Customer (1 Dec 2014 to 4 Jan 2016)
• Anthony Peter Venus

  IRN APV01031

  • CF1 Director (7 Mar 2014 to 5 Sep 2014)
• Dallas John McGillivray

  IRN DJM01287

  • CF2 Non Executive Director (4 Dec 2019 to 8 Dec 2019)
  • CF1 Director (23 Sep 2014 to 4 Dec 2019)
  • CF11 Money Laundering Reporting (7 Mar 2014 to 24 Nov 2017)
  • CF10 Compliance Oversight (7 Mar 2014 to 24 Nov 2017)
• Elena Clarici

  IRN EXC01130

  • CF30 Customer (7 Mar 2014 to 14 Jan 2015)
• James Francis Mungovan

  IRN JFM01126

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF3 Chief Executive (11 Nov 2016 to 8 Dec 2019)
  • CF1 Director (2 Jul 2015 to 8 Dec 2019)
  • CF30 Customer (7 Mar 2014 to 8 Dec 2019)
• Jeffrey Paul Smith

  IRN JPS01272

  • CF29 Significant management (1 Jan 2016 to 8 Dec 2019)
• Joan Abessera

  IRN JXA02125

  • CF30 Customer (24 Mar 2016 to 15 Jul 2016)

• Ambrosia Capital Ltd (no longer appointed)

  FRN 653437 · Appointed 10 Nov 2014 · Until 4 Jan 2016

No changes recorded yet.