Equities First (London) Limited

• Principal Place of Business

  Equities First London Ltd

  1 Wilder Walk

  London

  Westminster

  W1B 5AP

  UNITED KINGDOM

  Phone

  +4402037473260

  Web

  https://www.equitiesfirst.co.uk

• Complaints Contact

  Equities First London Ltd

  1 Wilder Walk

  London

  Westminster

  W1B 5AP

  UNITED KINGDOM

  Phone

  +4407500773677

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Marcos Ussia Moya

  IRN MXU01010

  • CF30 Customer (22 Feb 2016 to 8 Dec 2019)
• Maria Loreto Calero Perez

  IRN MLP01083

  • CF30 Customer (1 Feb 2016 to 3 Oct 2018)
• Mark William Vickers

  IRN MWV01010

  • CF30 Customer (30 Nov 2015 to 25 Oct 2016)
• Nicholas Atkinson

  IRN NCA01029

  • CF30 Customer (27 Mar 2014 to 11 May 2015)
• Oliver Lis

  IRN OXL00013

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Oliver Octavian Jan Lis

  IRN OOL01001

  • CF30 Customer (28 May 2014 to 8 Dec 2019)
• Paul Feeney

  IRN PXF01385

  • CF30 Customer (7 Mar 2014 to 5 Sep 2014)
  • CF1 Director (7 Mar 2014 to 5 Sep 2014)
• Peter Blagden

  IRN PXB02206

  • CF30 Customer (15 Mar 2014 to 10 Nov 2015)
• Ross Anthony Revell

  IRN RAR01094

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (24 Nov 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (24 Nov 2017 to 8 Dec 2019)
• Simon Charles Moore

  IRN SCM01175

  • CF1 Director (16 Oct 2014 to 31 Oct 2016)

• Ambrosia Capital Ltd (no longer appointed)

  FRN 653437 · Appointed 10 Nov 2014 · Until 4 Jan 2016

No changes recorded yet.