Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 30 Mar 2021)
    • [FCA CF] Client dealing (since 30 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (4 Jan 2016 to 8 Dec 2019)
    • CF30 Customer (4 Jan 2016 to 8 Dec 2019)
  • Equities First (London) Limited (no longer approved here)

    FRN 605564

    • CF30 Customer (1 Dec 2014 to 4 Jan 2016)
  • Ambrosia Capital Ltd (no longer approved here)

    FRN 653437

    • Employed By (26 Nov 2014 to 4 Jan 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 3 Oct 2008)
    • CF21 Investment Adviser (14 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.