Date authorised
4 January 2016
Companies House
08105085
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    60 Grosvenor Street
    London
    Westminster
    W1K 3HZ
    UNITED KINGDOM
    Phone
    +442038742527
  • Complaints Contact

    60 Grosvenor Street
    London
    W1K 3HZ
    UNITED KINGDOM
    Phone
    +442038742527

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anastasios Astyfidis

    IRN AXA01508

    • [FCA CF] Material risk taker (since 30 Mar 2021)
    • [FCA CF] Client dealing (since 30 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (4 Jan 2016 to 8 Dec 2019)
    • CF1 Director (4 Jan 2016 to 8 Dec 2019)
  • Antonios Gemeliaris

    IRN AXG01603

    • [FCA CF] Client dealing (30 Mar 2021 to 22 May 2022)
    • SMF3 Executive Director (26 Jan 2020 to 22 May 2022)
    • CF30 Customer (31 Jul 2019 to 8 Dec 2019)
  • Aristeidis Ioannidis

    IRN AXI12175

    • CF30 Customer (5 Mar 2019 to 8 Dec 2019)
  • Christos Petridis

    IRN CXP00278

    • [FCA CF] Client dealing (30 Mar 2021 to 22 Aug 2023)
  • Eleftherios Spyridon Livanos

    IRN EXL08653

    • CF30 Customer (23 Nov 2018 to 31 Jan 2019)
  • Iana Podaru

    IRN IXP01331

    • CF30 Customer (24 Apr 2018 to 20 Nov 2019)
  • Iosif Mazarakis

    IRN IXM10952

    • CF30 Customer (1 Feb 2019 to 8 Dec 2019)
  • Konstantinos Maselis

    IRN KXM02338

    • [FCA CF] Client dealing (30 Mar 2021 to 31 Aug 2023)
    • CF30 Customer (26 Jul 2017 to 8 Dec 2019)
  • Nikolaos Katsoglou

    IRN NXK01485

    • CF30 Customer (8 Jul 2016 to 5 Sep 2018)
  • Osman Memisoglu

    IRN OXM17511

    • [FCA CF] Client dealing (since 30 Mar 2021)
    • CF30 Customer (26 Jul 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.