Alan Pereira

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Equities First (London) Limited (no longer approved here)

    FRN 605564

    • SMF3 Executive Director (9 Dec 2019 to 27 Nov 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 4 Dec 2024)
    • CF1 Director (1 Jul 2015 to 8 Dec 2019)
    • CF28 Systems and controls (27 Mar 2014 to 8 Dec 2019)
    • CF29 Significant management (27 Mar 2014 to 8 Dec 2019)
    • CF30 Customer (27 Mar 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.