Dallas John McGillivray

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Blackfriars Asset Management Limited (no longer approved here)

    FRN 180892

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Oct 2021)
    • SMF3 Executive Director (9 Dec 2019 to 18 Jul 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Oct 2021)
    • CF11 Money Laundering Reporting (28 Nov 2019 to 8 Dec 2019)
    • CF1 Director (28 Nov 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Nov 2019 to 8 Dec 2019)
  • Equities First (London) Limited (no longer approved here)

    FRN 605564

    • CF2 Non Executive Director (4 Dec 2019 to 8 Dec 2019)
    • CF1 Director (23 Sep 2014 to 4 Dec 2019)
    • CF10 Compliance Oversight (7 Mar 2014 to 24 Nov 2017)
    • CF11 Money Laundering Reporting (7 Mar 2014 to 24 Nov 2017)
  • ACTIVUS WEALTH LTD (no longer approved here)

    FRN 624196

    • CF11 Money Laundering Reporting (16 Jun 2015 to 2 Jul 2018)
    • CF10 Compliance Oversight (16 Jun 2015 to 2 Jul 2018)
  • Invesco Fund Managers Limited (no longer approved here)

    FRN 119298

    • CF11 Money Laundering Reporting (1 Dec 2001 to 12 May 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 12 May 2003)
  • Invesco Asset Management Limited (no longer approved here)

    FRN 122674

    • CF10 Compliance Oversight (1 Dec 2001 to 12 May 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 12 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.