ACTIVUS WEALTH LTD

Date authorised
3 November 2014
Companies House
08999169
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 Bowers Way
    Harpenden
    Hertfordshire
    AL5 4EP
    UNITED KINGDOM
    Phone
    +442036579115
    Web
    https://www.activuswealth.co.uk

  • Complaints Contact

    9 Bowers Way
    Harpenden
    Hertfordshire
    AL5 4EP
    UNITED KINGDOM
    Phone
    +442036579115

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew James Davisson

    IRN AJD01193

    • CF1 Director (14 Jun 2018 to 21 May 2019)
    • CF30 Customer (19 Sep 2016 to 1 Nov 2019)
  • Dallas John McGillivray

    IRN DJM01287

    • CF11 Money Laundering Reporting (16 Jun 2015 to 2 Jul 2018)
    • CF10 Compliance Oversight (16 Jun 2015 to 2 Jul 2018)
  • David Graham Ferguson

    IRN DGF01036

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Aug 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2025)
    • CF3 Chief Executive (3 Nov 2014 to 8 Dec 2019)
    • CF30 Customer (3 Nov 2014 to 8 Dec 2019)
    • CF1 Director (3 Nov 2014 to 8 Dec 2019)
  • David Peter Gilmour

    IRN DPG01067

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (9 Sep 2019 to 8 Dec 2019)
  • James Stuart Mottram

    IRN JSM01254

    • SMF3 Executive Director (since 24 Feb 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 Nov 2014 to 1 Oct 2019)
    • CF1 Director (3 Nov 2014 to 1 Oct 2019)
  • Michael Pashley

    IRN MXP01798

    • CF10 Compliance Oversight (3 Nov 2014 to 30 Mar 2015)
    • CF11 Money Laundering Reporting (3 Nov 2014 to 30 Mar 2015)
    • CF29 Significant management (3 Nov 2014 to 30 Mar 2015)
  • Payal Patel

    IRN PXP02039

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Oct 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Oct 2021)
    • CF11 Money Laundering Reporting (27 Jun 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 Jun 2018 to 8 Dec 2019)
  • Simon Andrew Sherski

    IRN AXS01687

    • SMF17 Money Laundering Reporting Officer (MLRO) (13 Oct 2021 to 1 Apr 2026)
    • SMF16 Compliance Oversight (13 Oct 2021 to 1 Apr 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.