Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (2 Jun 2017 to 1 Aug 2019)
- CF4 Partner (AR) (2 Jun 2017 to 1 Aug 2019)
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- CF11 Money Laundering Reporting (3 Nov 2014 to 30 Mar 2015)
- CF10 Compliance Oversight (3 Nov 2014 to 30 Mar 2015)
- CF29 Significant management (3 Nov 2014 to 30 Mar 2015)
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- CF29 Significant management (2 Jul 2013 to 31 Oct 2014)
- CF30 Customer (2 Jul 2013 to 31 Oct 2014)
- CF28 Systems and controls (2 Jul 2013 to 31 Oct 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.