Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hartmann Capital Limited (no longer approved here)

    FRN 192815

    • CF30 Customer (1 Nov 2007 to 31 Jan 2010)
    • CF27 Investment Management (8 Aug 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (7 Jun 2005 to 17 May 2006)
    • CF26 Customer Trading (7 Jun 2005 to 3 Dec 2005)
  • Shinkin International Ltd. (no longer approved here)

    FRN 148967

    • CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2003)
    • CF26 Customer Trading (1 Dec 2001 to 31 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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