Shinkin International Ltd.

Date authorised
1 April 2013
Companies House
02522419
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    85 London Wall
    London
    EC2M 7AD
    UNITED KINGDOM
    Phone
    +4402075620500
    Web
    https://sil-uk.net

  • Complaints Contact

    1st Floor
    85 London Wall
    London
    EC2M 7AD
    UNITED KINGDOM
    Phone
    +4402075620503

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Sel

    IRN AXS03637

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (7 Aug 2014 to 8 Dec 2019)
  • Anna Olga Pina Serrano-Hamilton

    IRN AOS01005

    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 6 Dec 2005)
  • Chihiro Kawai

    IRN CXK00117

    • [FCA CF] CASS oversight function (1 Apr 2021 to 31 Mar 2022)
  • Chihiro Kawai

    IRN CXK00111

    • [FCA CF] Client dealing (1 Apr 2022 to 31 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Sep 2021 to 31 Mar 2022)
    • SMF16 Compliance Oversight (25 Sep 2021 to 31 Mar 2022)
    • SMF3 Executive Director (17 Jul 2021 to 31 Mar 2024)
  • David William Scott

    IRN DWS01049

    • CF30 Customer (1 Nov 2007 to 31 Jul 2014)
    • CF26 Customer Trading (12 Jan 2004 to 31 May 2006)
    • CF21 Investment Adviser (12 Jan 2004 to 31 Oct 2007)
  • Eisuke Sawaeda

    IRN EXS01529

    • CF1 Director (18 Apr 2017 to 22 Mar 2018)
    • CF10 Compliance Oversight (12 Apr 2016 to 31 Mar 2018)
    • CF28 Systems and controls (12 Apr 2016 to 31 Mar 2018)
    • CF11 Money Laundering Reporting (12 Apr 2016 to 31 Mar 2018)
    • CF10a CASS Oversight function (12 Apr 2016 to 31 Mar 2018)
    • CF30 Customer (18 Jul 2014 to 1 Apr 2016)
  • Hajime Hioki

    IRN HXH01402

    • CF2 Non Executive Director (21 Jul 2015 to 7 Jul 2017)
  • Hiroki Shin

    IRN HXS01212

    • CF28 Systems and controls (1 Nov 2007 to 31 Mar 2008)
    • CF10 Compliance Oversight (7 Apr 2005 to 31 Mar 2008)
    • CF11 Money Laundering Reporting (7 Apr 2005 to 31 Mar 2008)
    • CF13 Finance (7 Apr 2005 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (7 Apr 2005 to 31 May 2006)
    • CF17 Significant Mgt (Other Business Operations) (7 Apr 2005 to 31 May 2006)
    • CF2 Non Executive Director (7 Apr 2005 to 31 Mar 2008)
    • CF21 Investment Adviser (28 Jun 2002 to 4 Apr 2005)
  • Hiroshi Kanazawa

    IRN HXK01147

    • CF26 Customer Trading (5 Jul 2005 to 1 Apr 2006)
    • CF21 Investment Adviser (5 Jul 2005 to 1 Apr 2006)
  • Hiroshi Sudo

    IRN HXS01249

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (7 Jul 2017 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (4 Apr 2005 to 14 Jun 2007)
    • CF3 Chief Executive (4 Apr 2005 to 14 Jun 2007)
    • CF1 Director (4 Apr 2005 to 14 Jun 2007)
    • CF10 Compliance Oversight (10 May 2004 to 4 Apr 2005)
    • CF11 Money Laundering Reporting (10 May 2004 to 4 Apr 2005)
    • CF13 Finance (10 May 2004 to 4 Apr 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (9 Jun 2003 to 4 Apr 2005)
    • CF17 Significant Mgt (Other Business Operations) (9 Jun 2003 to 4 Apr 2005)
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Recent activity

Updates to this firm's record on the FCA register.

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