Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF28 Systems and controls (1 Nov 2007 to 31 Mar 2008)
- CF11 Money Laundering Reporting (7 Apr 2005 to 31 Mar 2008)
- CF13 Finance (7 Apr 2005 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (7 Apr 2005 to 31 May 2006)
- CF10 Compliance Oversight (7 Apr 2005 to 31 Mar 2008)
- CF2 Non Executive Director (7 Apr 2005 to 31 Mar 2008)
- CF17 Significant Mgt (Other Business Operations) (7 Apr 2005 to 31 May 2006)
- CF21 Investment Adviser (28 Jun 2002 to 4 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.