Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (7 Jul 2017 to 8 Dec 2019)
    • CF1 Director (4 Apr 2005 to 14 Jun 2007)
    • CF3 Chief Executive (4 Apr 2005 to 14 Jun 2007)
    • CF8 Apportionment and Oversight (4 Apr 2005 to 14 Jun 2007)
    • CF11 Money Laundering Reporting (10 May 2004 to 4 Apr 2005)
    • CF10 Compliance Oversight (10 May 2004 to 4 Apr 2005)
    • CF13 Finance (10 May 2004 to 4 Apr 2005)
    • CF17 Significant Mgt (Other Business Operations) (9 Jun 2003 to 4 Apr 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (9 Jun 2003 to 4 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.