Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Francis McNea

  IRN PFM00011

  • CF22 Investment Adviser (Trainee) (9 Sep 2004 to 22 Jul 2005)
• Paul James Redmond

  IRN PJR00087

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 27 Apr 2023)
  • [FCA CF] Client dealing (since 27 Apr 2023)
• Paul John Buckett

  IRN PJB00179

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2023)
  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
• Paul Jonathan Cowen

  IRN PJC00122

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (22 Apr 2022 to 7 Feb 2023)
  • CF30 Customer (1 Nov 2007 to 23 Mar 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Paul Michael Baigent

  IRN PMB01115

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
  • CF21 Investment Adviser (26 Mar 2002 to 12 Apr 2005)
  • CF22 Investment Adviser (Trainee) (3 Jan 2002 to 26 Mar 2002)
• Paul Michael Thatcher

  IRN PXT00178

  • [FCA CF] Significant management (since 24 May 2023)
  • [FCA CF] Manager of certification employee (6 Jun 2022 to 7 Feb 2023)
• Paul Richard Clifton

  IRN PRC00065

  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
  • CF21 Investment Adviser (19 Jan 2004 to 31 Oct 2007)
• Paul Richard Simmons

  IRN PRS01207

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Jan 2022)
  • [FCA CF] Material risk taker (15 Nov 2021 to 14 Jan 2022)
• Paul Warwick

  IRN PXW00141

  • CF30 Customer (31 Dec 2012 to 2 May 2017)
  • CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2003)
• Penelope Claire Chapman

  IRN PXC00371

  • [FCA CF] Manager of certification employee (14 Oct 2023 to 25 Mar 2025)
  • [FCA CF] Material risk taker (11 Oct 2021 to 21 Aug 2024)

No changes recorded yet.