Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 27 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 27 Apr 2023)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Feb 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Feb 2023)
    • CF30 Customer (21 Oct 2008 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.