Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (31 Dec 2012 to 8 Dec 2019)
- CF21 Investment Adviser (26 Mar 2002 to 12 Apr 2005)
- CF22 Investment Adviser (Trainee) (3 Jan 2002 to 26 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.