Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Penelope Jane James

  IRN PJJ01072

  • Director of firm who is not a certification employee or a SMF manager (22 Sep 2021 to 25 Mar 2025)
• Peter David Tarr

  IRN PDT00005

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jun 2024)
  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
• Peter Kendal Hargreaves

  IRN PKH01030

  • CF3 Chief Executive (1 Dec 2001 to 2 Sep 2010)
  • CF1 Director (1 Dec 2001 to 14 Apr 2015)
• Philip Andrew Barton

  IRN PAB00132

  • CF17 Significant Mgt (Other Business Operations) (4 Jun 2003 to 25 Jun 2003)
• Philip Anthony Richard

  IRN PAR01131

  • CF30 Customer (1 Nov 2007 to 5 May 2009)
  • CF21 Investment Adviser (4 Aug 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (25 Jun 2004 to 4 Aug 2006)
• Philip Michael Johnson

  IRN PXJ01137

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2022)
  • CF1 Director (10 Apr 2017 to 9 Dec 2019)
  • CF28 Systems and controls (10 Apr 2017 to 8 Dec 2019)
• Philip Thomas

  IRN PXT00257

  • [FCA CF] Material risk taker (5 Dec 2022 to 21 Aug 2024)
• Pia Erica Räty

  IRN PER01041

  • CF21 Investment Adviser (8 Jan 2004 to 10 Dec 2004)
  • CF22 Investment Adviser (Trainee) (6 Nov 2003 to 8 Jan 2004)
• Priti Verma

  IRN PXV01292

  • [FCA CF] Manager of certification employee (1 Apr 2025 to 22 Jul 2025)
• Rachel Barrett

  IRN RDB01112

  • CF30 Customer (1 Nov 2007 to 1 Feb 2017)
  • CF22 Investment Adviser (Trainee) (7 Jun 2005 to 31 Oct 2007)

No changes recorded yet.