Philip Michael Johnson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HARGREAVES LANSDOWN FUND MANAGERS LTD. (no longer approved here)

    FRN 166016

    • [FCA CF] Manager of certification employee (18 Oct 2021 to 31 Jan 2022)
    • [FCA CF] Material risk taker (18 Oct 2021 to 31 Jan 2022)
    • SMF3 Executive Director (9 Dec 2019 to 18 Oct 2021)
    • CF1 Director (10 Apr 2017 to 8 Dec 2019)
    • CF28 Systems and controls (10 Apr 2017 to 8 Dec 2019)
  • Hargreaves Lansdown Savings Limited (no longer approved here)

    FRN 915119

    • [FCA CF] Material risk taker (18 Oct 2021 to 31 Jan 2022)
    • [FCA CF] Manager of certification employee (18 Oct 2021 to 31 Jan 2022)
    • SMF3 Executive Director (18 Sep 2020 to 18 Oct 2021)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2022)
    • CF28 Systems and controls (10 Apr 2017 to 8 Dec 2019)
    • CF1 Director (10 Apr 2017 to 9 Dec 2019)
  • Cofunds Limited (no longer approved here)

    FRN 194734

    • CF2 Non Executive Director (14 Sep 2011 to 22 May 2013)
  • Jupiter Unit Trust Managers Limited (no longer approved here)

    FRN 122488

    • CF1 Director (9 Sep 2009 to 16 Dec 2015)
  • Jupiter Asset Management Limited (no longer approved here)

    FRN 141274

    • CF1 Director (9 Sep 2009 to 30 May 2016)
  • Marshall Wace LLP (no longer approved here)

    FRN 228531

    • CF28 Systems and controls (9 Oct 2008 to 11 Sep 2009)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • CF1 Director (1 Dec 2001 to 13 Sep 2008)

Recent activity

Updates to this individual's record on the FCA register.

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