Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rachel Henley

  IRN RMH01136

  • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
  • CF21 Investment Adviser (4 Jun 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (10 Oct 2006 to 4 Jun 2007)
• Ramakrishnan Sankaranarayan

  IRN RXS78371

  • [FCA CF] Significant management (13 Feb 2024 to 5 Dec 2025)
• Richard Alan Hebdon

  IRN RXH00721

  • [FCA CF] Manager of certification employee (since 19 Feb 2024)
  • [FCA CF] Material risk taker (19 Feb 2024 to 21 Aug 2024)
• Richard Caldicott

  IRN RXC00294

  • SMF3 Executive Director (since 12 Jan 2023)
  • [FCA CF] Material risk taker (3 Oct 2022 to 12 Jan 2023)
  • [FCA CF] Manager of certification employee (3 Oct 2022 to 12 Jan 2023)
  • [FCA CF] Significant management (3 Oct 2022 to 12 Jan 2023)
• Richard Charles Robert Lunt

  IRN RXL00009

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 May 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 6 May 2021)
  • CF30 Customer (25 Feb 2013 to 8 Dec 2019)
• Richard Darren Ingles

  IRN RXI00044

  • [FCA CF] Significant management (3 Jul 2023 to 8 Dec 2023)
  • [FCA CF] Material risk taker (28 Mar 2022 to 29 Apr 2022)
• Richard Flint

  IRN RXF00368

  • [FCA CF] Manager of certification employee (since 1 Aug 2025)
• Richard James Haycock

  IRN RXH01462

  • CF21 Investment Adviser (7 Sep 2005 to 4 Nov 2005)
  • CF22 Investment Adviser (Trainee) (1 Oct 2004 to 6 Sep 2005)
• Richard James Truman

  IRN RJT00040

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Mar 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2024)
  • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (4 Jun 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (4 Jun 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (10 Oct 2006 to 4 Jun 2007)
• Richard James Vere Turner

  IRN RJT00014

  • CF30 Customer (1 Nov 2007 to 25 Jan 2017)
  • CF22 Investment Adviser (Trainee) (29 Mar 2006 to 31 Oct 2007)

No changes recorded yet.