Richard James Truman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Mar 2024)
    • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (4 Jun 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (4 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Oct 2006 to 4 Jun 2007)
  • Personal Estate Planning (Legal Services) Ltd (no longer approved here)

    FRN 169739

    • (3)Employed By (5 Sep 2001 to 1 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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