Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Fidelius Ltd
FRN 188615
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 2 Nov 2022)
- [FCA CF] Functions requiring qualifications (since 31 Jul 2020)
- CF30 Customer (since 24 Jul 2020)
-
Azets Financial Planning Limited
FRN 526955
- Employed By (since 24 Jul 2020)
-
- Employed By (21 Mar 2011 to 8 Mar 2013)
-
- CF30 Customer (21 Aug 2008 to 8 Mar 2013)
-
- Employed By (16 Jul 2008 to 8 Mar 2013)
-
- CF30 Customer (1 Nov 2007 to 30 Jun 2008)
- CF21 Investment Adviser (4 Jun 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (10 Oct 2006 to 4 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.