Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fidelius Ltd

    FRN 188615

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 31 Jul 2020)
    • CF30 Customer (since 24 Jul 2020)
    • Employed By (since 24 Jul 2020)
  • CLIFTON WEALTH LIMITED (no longer approved here)

    FRN 541564

    • Employed By (21 Mar 2011 to 8 Mar 2013)
  • Clifton Compliance Services Ltd (no longer approved here)

    FRN 480676

    • CF30 Customer (21 Aug 2008 to 8 Mar 2013)
  • Clifton 310311 Limited (no longer approved here)

    FRN 200448

    • Employed By (16 Jul 2008 to 8 Mar 2013)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF21 Investment Adviser (4 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Oct 2006 to 4 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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