Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard John Clarke

  IRN RJC01302

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 19 Apr 2023)
  • [FCA CF] Functions requiring qualifications (since 19 Apr 2023)
• Richard John Cole

  IRN RJC01238

  • CF30 Customer (31 Dec 2012 to 31 Jul 2019)
• Richard Layton Lougher

  IRN RLL01029

  • CF22 Investment Adviser (Trainee) (24 May 2005 to 22 Mar 2006)
• Richard Paul Martin

  IRN RPM01119

  • CF30 Customer (27 Aug 2013 to 1 Feb 2017)
• Richard William Lloyd

  IRN RWL00008

  • [FCA CF] Functions requiring qualifications (17 Jun 2025 to 6 Aug 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Mar 2025)
  • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
• Robert Allcott

  IRN RXA00420

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 11 Jun 2025)
  • [FCA CF] Client dealing (since 11 Jun 2025)
  • [FCA CF] Functions requiring qualifications (12 Jun 2023 to 15 Mar 2025)
  • [FCA CF] Client dealing (12 Jun 2023 to 15 Mar 2025)
• Robert David Worlock

  IRN RDW00039

  • CF21 Investment Adviser (1 Dec 2001 to 17 Sep 2004)
• Robert George Branch

  IRN RXB00423

  • [FCA CF] Material risk taker (25 Mar 2021 to 7 Dec 2022)
• Robert George Morgan

  IRN RGM01099

  • CF30 Customer (1 Nov 2007 to 25 Aug 2008)
  • CF21 Investment Adviser (9 Aug 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (30 Sep 2004 to 9 Aug 2006)
• Robert James Byett

  IRN RJB00126

  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2025)
  • CF28 Systems and controls (12 Oct 2015 to 8 Dec 2019)
  • CF1 Director (30 Apr 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (10 Jun 2014 to 8 Dec 2019)

No changes recorded yet.