Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert James Divall

  IRN RJD01235

  • [FCA CF] Manager of certification employee (16 Nov 2021 to 14 Oct 2023)
  • [FCA CF] Material risk taker (16 Nov 2021 to 14 Oct 2023)
• Robert Jamieson

  IRN RAJ01142

  • [FCA CF] Manager of certification employee (20 Apr 2021 to 1 Oct 2021)
  • [FCA CF] Material risk taker (20 Apr 2021 to 1 Oct 2021)
  • [FCA CF] Significant management (20 Apr 2021 to 1 Oct 2021)
• Robert Keith

  IRN RXK00219

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 3 Sep 2021)
  • [FCA CF] Client dealing (since 3 Sep 2021)
• Robert Michael McBrinn

  IRN RMM01162

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (12 Feb 2013 to 8 Dec 2019)
• Robert Nicholas Farago

  IRN RNF01013

  • [FCA CF] Material risk taker (4 Oct 2021 to 30 Jun 2022)
• Robert Steel

  IRN RXS00051

  • CF30 Customer (2 Jan 2013 to 8 Feb 2016)
• Robert Stephen Bennett

  IRN RSB01090

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (28 May 2013 to 8 Dec 2019)
• Robin Evan Mendelsohn

  IRN REM00018

  • CF30 Customer (31 Dec 2012 to 20 Dec 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2003)
• Robin Nicholas Smith

  IRN RNS00020

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Mar 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Mar 2021)
  • CF30 Customer (2 Jun 2014 to 8 Dec 2019)
• Roger Gifford

  IRN RHG00010

  • [FCA CF] Functions requiring qualifications (2 Feb 2022 to 29 Jan 2024)
  • [FCA CF] Client dealing (2 Feb 2022 to 29 Jan 2024)
  • [FCA CF] Manager of certification employee (2 Feb 2022 to 29 Jan 2024)

No changes recorded yet.