Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HARGREAVES LANSDOWN FUND MANAGERS LTD. (no longer approved here)

    FRN 166016

    • [FCA CF] Manager of certification employee (20 Apr 2021 to 1 Oct 2021)
    • [FCA CF] Material risk taker (20 Apr 2021 to 1 Oct 2021)
    • [FCA CF] Significant management (20 Apr 2021 to 1 Oct 2021)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • [FCA CF] Manager of certification employee (20 Apr 2021 to 1 Oct 2021)
    • [FCA CF] Material risk taker (20 Apr 2021 to 1 Oct 2021)
    • [FCA CF] Significant management (20 Apr 2021 to 1 Oct 2021)
  • Hargreaves Lansdown Savings Limited (no longer approved here)

    FRN 915119

    • [FCA CF] Significant management (20 Apr 2021 to 1 Oct 2021)
    • [FCA CF] Manager of certification employee (20 Apr 2021 to 1 Oct 2021)
    • [FCA CF] Material risk taker (20 Apr 2021 to 1 Oct 2021)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • SMF18 Other Overall Responsibility (4 Sep 2020 to 11 Dec 2020)
    • [FCA CF] Manager of certification employee (1 Apr 2020 to 11 Dec 2020)
    • [FCA CF] Material risk taker (1 Apr 2020 to 11 Dec 2020)
    • [FCA CF] Significant management (1 Apr 2020 to 11 Dec 2020)
    • CF29 Significant management (30 May 2018 to 8 Dec 2019)
  • LGIM Real Assets (Operator) Limited (no longer approved here)

    FRN 447041

    • [FCA CF] Significant management (1 Apr 2020 to 11 Dec 2020)
    • [FCA CF] Material risk taker (1 Apr 2020 to 11 Dec 2020)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • SMF24 Chief Operations (5 Feb 2020 to 11 Dec 2020)
    • SMF24 Chief Operations (4 Mar 2019 to 11 Dec 2020)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • [FCA CF] Significant management (10 Dec 2018 to 11 Dec 2020)
    • [PRA CF] Key function holder (10 Dec 2018 to 11 Dec 2020)
    • CF29 Significant management (22 May 2015 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.