Roger Gifford

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • [FCA CF] Client dealing (2 Feb 2022 to 29 Jan 2024)
    • [FCA CF] Functions requiring qualifications (2 Feb 2022 to 29 Jan 2024)
    • [FCA CF] Manager of certification employee (2 Feb 2022 to 29 Jan 2024)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Sep 2020)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF29 Significant management (1 Nov 2007 to 12 Jun 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (30 Jan 2006 to 21 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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