Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 28 Nov 2025)
    • SMF4 Chief Risk (since 28 Nov 2025)
  • BW SIPP LLP

    FRN 458323

    • SMF27 Partner (since 22 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jul 2025)
    • SMF16 Compliance Oversight (since 22 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jul 2025)
    • SMF16 Compliance Oversight (since 22 Jul 2025)
    • SMF27 Partner (since 22 Jul 2025)
  • Hargreaves Lansdown Savings Limited (no longer approved here)

    FRN 915119

    • SMF3 Executive Director (13 May 2022 to 31 Mar 2025)
    • SMF16 Compliance Oversight (18 Sep 2020 to 31 Mar 2025)
  • HARGREAVES LANSDOWN FUND MANAGERS LTD. (no longer approved here)

    FRN 166016

    • SMF3 Executive Director (9 Dec 2019 to 25 Jun 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2025)
    • CF28 Systems and controls (12 Oct 2015 to 8 Dec 2019)
    • CF1 Director (30 Apr 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Jun 2014 to 8 Dec 2019)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2025)
    • CF28 Systems and controls (12 Oct 2015 to 8 Dec 2019)
    • CF1 Director (30 Apr 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Jun 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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