Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 11 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 11 Jun 2025)
    • [FCA CF] Client dealing (12 Jun 2023 to 15 Mar 2025)
    • [FCA CF] Functions requiring qualifications (12 Jun 2023 to 15 Mar 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.