Paul Richard Clifton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARBUTHNOT LATHAM & CO., LIMITED

    FRN 143336

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 27 Jul 2020)
    • [FCA CF] Manager of certification employee (8 Nov 2021 to 1 Jan 2025)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
    • CF21 Investment Adviser (19 Jan 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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