HANSON ASSET MANAGEMENT LTD

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FRN: 525784
Date authorised: 1 April 2013
Companies House: 07199183
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Hanson Asset Management

6 Arlington Street

London

Westminster

SW1A 1RE

UNITED KINGDOM

Phone

+4402075293737

Web

https://www.hansonam.com
Complaints Contact

Hanson Asset Management

6 Arlington Street

London

Westminster

SW1A 1RE

UNITED KINGDOM

Phone

+4402075293737

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional, Retail (Investment)
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Christopher Morley Stebbings
IRN CMS01074
- CF30 Customer (14 Feb 2012 to 13 Jan 2016)
Claudio Callegari
IRN CXC01512
- CF30 Customer (30 Sep 2014 to 14 May 2018)
Conrad Gulliver Montford
IRN CGM01048
- CF30 Customer (20 Nov 2012 to 30 Sep 2014)
Daniele Sironi
IRN DXS01654
- 3. Giving personal recommendations on derivatives
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- [FCA CF] Manager of certification employee (since 13 Oct 2023)
- [FCA CF] Functions requiring qualifications (since 4 Nov 2020)
Daragh Felipe O'Sullivan
IRN DFO01005
- CF30 Customer (16 Sep 2013 to 13 Apr 2015)
Edward Douglas Collins
IRN EDC01014
- CF2 Non Executive Director (25 Feb 2016 to 21 Aug 2017)
- CF30 Customer (10 Aug 2010 to 4 Jan 2016)
- CF3 Chief Executive (10 Aug 2010 to 4 Jan 2016)
- CF1 Director (10 Aug 2010 to 4 Jan 2016)
Fiona Barclay Hope
IRN FBH01003
- CF1 Director (10 Aug 2010 to 2 Apr 2014)
- CF10 Compliance Oversight (10 Aug 2010 to 17 Mar 2014)
- CF11 Money Laundering Reporting (10 Aug 2010 to 17 Mar 2014)
Firmino Jose Carnot Morgado
IRN FJM01060
- CF30 Customer (26 Mar 2015 to 1 Oct 2015)
Frank Otten
IRN FXO00026
- Director of firm who is not a certification employee or a SMF manager (since 26 Mar 2021)
Galina Ivanovna Bezuglaya
IRN GXP01144
- CF30 Customer (11 Mar 2019 to 18 Nov 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Nowius Capitals (UK) Limited (no longer appointed)
FRN 832428 · Appointed 30 Jan 2019 · Until 29 Mar 2021
Arlington Capital Limited (no longer appointed)
FRN 810180 · Appointed 29 May 2018 · Until 23 Jul 2018
Sentinel Global Advisers (UK) Limited (no longer appointed)
FRN 785460 · Appointed 31 Jul 2017 · Until 12 Mar 2018
W4i Investment Advisory Limited (no longer appointed)
FRN 677368 · Appointed 17 Mar 2015 · Until 1 Nov 2015
Parva Capital Limited (no longer appointed)
FRN 573891 · Appointed 30 Jan 2012 · Until 13 Jan 2016

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.